• Be familiar with the international, European and French regulatory framework
• To know the main missions of French regulators and the major regulatory issues for banking and financial institutions
• Understand the process leading to the transposition of a European directive into French law

1/ REGULATORY FRAMEWORK AND MAIN INTERNATIONAL BODIES

• The basel committee: origin, organization and missions
• The international organisation of securities commissions (iosco): origin, organisation and missions
• The international association of insurance supervisors (iais/iais): origin, organization and missions
• The joint forum: origin, organization and missions
• The financial stability forum: origin, organisation and tasks

2/ THE EUROPEAN REGULATORY FRAMEWORK

• The main European bodies, organisations and missions: EBA, EIOPA, ESMA, ECB
• Mechanisms for transposing directives and regulations
• Focus on the role of the Central Bank: supervision of clearing houses and payment

3/ THE FRENCH REGULATORY FRAMEWORK

• The various regulatory authorities (BDF, CCLRF, National Sanctions Commission, etc.)
• Focus on the role and missions of the AMF
• Focus on the role and missions of the ACPR
• Focus on the role of the Sanction Commission

4/ TYPE OF REGULATED STRUCTURES (CREDIT INSTITUTIONS, FINANCE COMPANIES, INVESTMENT FIRMS, PAYMENT INSTITUTIONS, ELECTRONIC MONEY INSTITUTIONS, INTERMEDIARIES (IOBSP, IAS, CIF, IFP, CIP)…)5/ QCM D’ÉVALUATION DES CONNAISSANCE

5/ MULTIPLE CHOICE QUESTIONS TEST OF KNOWLEDGE ASSESSMENT