- Distinguishing the nuances between periodic and permanent control
- Learning how to conduct an effective 2nd level control
Objectives :
Program :
- 1/ INTRODUCTION
- Definition
- Reminder of the main control functions
- 2/ PERMANENT CONTROL
- Definition of permanent second-level control and regulatory reminders
- Positioning of the coordination function for permanent controls
- Key success factors for a permanent second level control
- Permanent control of essential or important outsourced services
- 3/ PERIODICAL CONTROL
- Definition of periodic inspection
- Attachment of the function
- Preparation of the multi-year plan and the annual internal audit programme
- Reporting of the results of missions
- 4/ PRACTICAL CASES: PERMANENT CONTROL/PERIODICAL CONTROL OF MORE THEMES (LCB FT, COMMERCIAL PRACTICES, REGULATORY STATEMENTS…). BE ABLE TO WRITE CONTROL SHEETS.
- 5/ MULTIPLE CHOICE QUESTIONS TEST OF KNOWLEDGE ASSESSMENT