The new regulatory obligations from MiFID2


Objectives :

  • Knowing the main amendments induced by MiFID2
  • Being capable of assessing the impacts on the organization of the different participants

Program :

 

  • 1/ PANORAMA RÉGLEMENTAIRE : les grands impacts de MIF 2

 

 

 

  • 2/ IMPACT THE ON CUSTOMER RELATIONSHIP

 

  • Protection of investors
  • Evolutions in terms of products governance
  • Obligations to verify appropriateness and suitability
  • Best execution obligation
  • Duty to inform customers

 

 

  • 3/ IMPACT ON THE MARKETS

 

  • The creation of a new type of platform: OTF
  • Pre- and post-trade transparency obligations
  • Transaction reporting

 

 

  • 4/ IMPACT ON THE ASSET MANAGEMENT

 

  • Management under mandate
  • Impacts for GSPs

 

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